Dato’
Param Cumaraswamy, Former UN Special Rapporteur on the independence of
judges
and lawyers
Since the early
eighties,
international non-governmental organisations of jurists have been
involved in
standard setting for the protection of judicial independence. They have
relentlessly sought to create universal awareness of the importance of
an
independent judiciary and the legal profession for the protection of
the rule
of law and realization of human rights for sustainable development in a
democracy. These standards later became the basis of the UN Basic
Principles on
the Independence of the Judiciary and the Role of Lawyers (hereafter,
the Basic
Principles) endorsed by the UN General Assembly in 1985 and 1990
respectively.
The Basic Principles were a compromise bargain with the Eastern
European
states, then the communist bloc, which vehemently rejected the original
text.
Rather than not having any standards at all, the original text was
considerably
diluted and adopted. In 1990 the Eighth UN Congress on the Prevention
of Crime
and Treatment of Offenders in Havana adopted the Guidelines on the Role
of
Prosecutors. These standards were reflected in paragraph 27 of the
Vienna
Declaration and Programme of Action, which reads:
Every State should
provide an effective framework of
remedies to redress human rights grievances or violations. The
administration
of justice, including law enforcement and prosecutorial agencies and,
especially an independent judiciary and legal profession in full
conformity
with applicable standards contained in international human rights
instruments,
are essential to the full and non-discriminatory realisation of human
rights
and indispensable to the processes of democracy and sustainable
development…
One
hundred and seventy-seven
nations assembled in Vienna adopted this Declaration. Practically all
the
sovereign states then in the Asia–Pacific were present there.
Following the adoption
of the
Basic Principles and the Vienna Declaration, the international
community felt
the need to monitor attacks on the independence of judges and lawyers.
Hence in
1994 the Commission created the mandate on the Independence of Judges
and
Lawyers. The mandate is three-pronged. It has an investigatory,
advisory and
standard setting elements.
Unlike Europe, the
Americas and
Africa, where there are regional intergovernmental charters on human
rights
incorporating the principles of due process and providing for an
independent
judiciary to adjudicate, the Asia–Pacific has none. In Europe and the
Americas
there are also regional courts on human rights. However, the
Asia–Pacific made
history in 1995 when chief justices in the region gathered in Beijing
for the
Sixth Conference of Chief Justices of Asia and the Pacific. There they
adopted
the Beijing Statement of Principles of the Independence of the
Judiciary in the
LAWASIA region, commonly known now as the ‘Beijing Principles’. It was
history
because in no other region have the heads of the judiciaries come
together and
agreed to a common set of standards for the promotion and protection of
their
judicial institutions. Moreover, that such consensus was reached in
such a
diverse region, having different legal systems—leaving alone other
differences—was
a significant achievement. Such a document emerging from the hands of
the
eminent chief justices could carry greater weight than an
intergovernmental
document.
In dealing with
European states,
the Council of Europe Standards are useful supplementary materials,
particularly the 1998 European Charter on the Statute for Judges. The
1998
Latimer House Guidelines on Parliamentary Supremacy and Judicial
Independence
is a welcome set of guidelines governing relations between the
executive,
parliament and the judiciary in the promotion of good governance, the
rule of
law and human rights in the Commonwealth. Yet technically the
guidelines have
not come into force, as they have not been approved by the Commonwealth
heads
of governments.
It is not my intention
here to
analyze the various standards or even to discuss the traditional and
often
spoken of principles of judicial independence, such as appointments,
security
of tenure and judicial salaries. There is already a wealth of materials
on
these principles. What I intend to do is to share some of my
experiences in
addressing concerns affecting judicial independence, and in particular
judicial
accountability, which is not addressed in international and regional
standards.
These concerns are regarding the
i)
Independence of
judicial officers in the lower judiciary;
ii)
Role of chief justices
and presidents of apex courts;
iii)
Abuse of judicial
independence; and,
iv)
Parameters of judicial
accountability.
Independence
of judicial officers in the lower judiciary
Very often principles
of
judicial independence are addressed to judges of the higher judiciary,
namely
in the high courts and the appellate courts. These principles are not
often
addressed at judicial officers like magistrates, session judges or
district
judges of the lower judiciary, though a very large proportion of
cases—particularly criminal cases—are tried and disposed of before
their
courts. The Basic Principles do not make any distinction between these
two
categories. Though the word frequently used in the Basic Principles is
‘judge’,
yet it should be read in the context of other terms like ‘independence
of the
judiciary’ and ‘judicial officer’. Nor do the Beijing Principles make
such a
distinction. National constitutions provide for an independent
judiciary. However,
the fact remains that in many countries, particularly in the
Commonwealth,
judicial officers in the lower judiciary are not perceived to be
independent.
Some provisions to protect the independence of the higher judiciary do
not
apply to these judicial officers.
This disparity is now
gradually
being challenged before the national courts. It was challenged before
the
Canadian Supreme Court in 1997, before the Court of Appeal of Scotland
in 1999,
the Supreme Court of Bangladesh in 2000, and the Constitutional Court
of South
Africa.[i]
These decisions of the
apex
courts on this very vexed issue are most welcome. I hope they will be
disseminated widely for similar courts in other countries to follow, or
for
governments to take necessary legislative measures to insulate these
judicial
officers with independence, so that in their adjudicative process they
are
perceived by the consumers of justice to be independent and impartial.
The
role of chief justices and presidents of the apex courts
Of late the position of
chief
justices or presidents of apex courts has come under criticism in some
countries. Complaints have been largely regarding abuse of power and
interference with adjudicative processes of junior judges, particularly
those
who await recommendations from the chief justice for promotions and so
on.
Chief justices and presidents are generally given the power to empanel
sittings
of the appellate courts. In such cases there have been allegations of
‘fixing’
in selective appeals.
The Basic Principles
and
the regional standards do not provide standards for chief justices or
presidents, though principle 6 of the Beijing Principles regarding
interference
in the decision-making process must necessarily apply to chief
justices. With
regard to judicial appointments and promotions, national constitutions
that do
not provide an independent mechanism for selections and recommendations
leave
it to the chief justice to select and recommend. There have been
allegations of
favoritism, cronyism and nepotism.
Recent cases decided by
the Supreme Court of India illustrate. The Constitution of India
provides for
the appointment of judges by the president after “consultation with the
Chief
Justice of India”. In a 1993 case the court held that this
‘consultation’ must
be genuine and not a sham. When there is a conflict between the opinion
of the
executive and that of the Chief Justice, the opinion of the Chief
Justice
should prevail. By this judicial interpretation, the Supreme Court in
effect
removed the power of judicial appointments from the executive and
vested it in
the Chief Justice.[ii]
Controversy
arose thereafter as to whether the power can be vested in just one
person like
the Chief Justice or whether it should require consultation with a
plurality of
judges. In 1998 the President of India referred this and other doubts
caused by
the 1993 judgment back to a full bench of the Supreme Court without the
Chief
Justice. In a detailed decision the Court held that
The primacy of the opinion of the Chief Justice of India
in this context is, in effect, primacy of the opinion of the Chief
Justice of
India formed collectively, that is to say, after taking into account
the views
of his senior colleagues who are required to be consulted by him for
the
formation of his opinion.[iii]
Thus the Supreme Court,
in its interpretation of the expression “consultation with the Chief
Justice of
India”, read into the Constitution not only that the Chief Justice’s
opinion
must be a collective opinion formed after taking the views of his
senior colleagues
but also that when that opinion conflicts with that of the executive
the
opinion of the judiciary “symbolised by the view of the Chief Justice
of India”
should have primacy.
Soon after the 1993
decision of the Supreme Court of India a similar issue arose before the
Supreme
Court of Pakistan. The Constitution of Pakistan too has such a
provision for
consultation. Following the 1993 Supreme Court decision in India, the
Supreme
Court in Pakistan wrested the power of judicial appointment from the
executive.
However, there was a difference. The Pakistan court held that if the
executive
refuses to accept the opinion of the Chief Justice then the executive
should
give its reasons in writing, thus calling for transparency.[iv]
On this issue of
judicial
appointments and promotions, considerable executive involvement in the
appointment procedure has resulted in the judiciary not being
independent or
perceived to be independent. Provisions for consultation or advice have
also
resulted in doubts and suspicions about whether such consultations are
genuine
or mere shams. Vesting this power in just one person like the chief
justice too
is fraught with difficulties. However eminent the chief justice may be,
there
is always the likelihood of abuse. Hence, the trend now in modern
constitutions
is to entrust the power of recommendations for judicial appointments to
an
independent council or commission. Such a council or commission is
composed of
representatives of institutions closely connected with the
administration of
justice. The council or commission then recommends suitable men and
women for
appointment by the government. Such a commission is now being proposed
for
England & Wales. A debate is very much alive there.
A good example is the
Philippines. In that republic, pursuant to the 1986 Constitution of the
Philippines a Judicial and Bar Council for judicial appointments was
created.
This Council is composed of the Chief Justice, Minister for Justice, a
representative of the bar association, a professor of law, a retired
member of
the Supreme Court and a representative of the private sector. This
council
advertises for judicial appointments, processes all applications,
conducts
interviews and selects suitable applicants based on proven competence,
integrity, probity and independence, which are the criteria provided in
the
constitution. Whenever there is a vacancy in the Supreme Court or High
Court,
the Council submits to three names to the Executive President. The
President
selects one among the three on the list.
Similarly, the 1996
Constitution of South Africa provides for a Judicial Services
Commission to
recommend to the Executive President suitable appointees for judicial
appointments.
The 1998 European
Charter
on the Statute of judges, referred to earlier, provides, inter alia,
In respect of every
decision affecting the selection,
recruitment, appointment, career progress or termination of office of a
judge,
the Statute envisages the intervention of an authority independent
of the
Executive and Legislative powers within which at least one half of
those
who sit are judges elected by their peers following methods
guaranteeing the
widest representative of the judiciary (emphasis added).
Whatever form the
selection and recommendatory mechanism may take, it is essential that
judicial
appointments are perceived to be made independently and transparently,
based on
merit and without improper considerations, political or otherwise.
In 2000–01 differences
between
the then Chief Justice and the executive Council of the Law Society in
Fiji
were of concern to me. I expressed my views to the Honourable Chief
Justice and
the Law Society on the incident. I told the Chief Justice that
administratively
barring some lawyers in the Law Society from appearing before him and
another
judge may be seen as a violation of principle 19 of the Basic
Principles.
Principle 19 provides that no court or administrative authority shall
refuse to
recognise the right of a lawyer to appear before it for his or her
clients
unless the lawyer has been disqualified in accordance with national law.
Similarly, I expressed
to the
government of Sri Lanka my concerns over the manner in which certain
processes
were handled by the present Chief Justice in light of proceedings
against him
before the Supreme Court, and subsequently when an impeachment petition
was
admitted in Parliament. These events not only called into question the
impartiality and integrity of the judiciary but politicised the
institution.
Hence I was not very surprised when I learnt that Justice Mark Fernando
has
sought early retirement from the Supreme Court. In view of the politics
within
the judiciary—and in particular the conduct of the Chief Justice—this
early
retirement is, I suppose, inevitable. Justice Mark Fernando is an
independent,
able and courageous judge. Obviously he does not wish to continue under
present
circumstances. He will be a loss to the Supreme Court of Sri Lanka.
In Malaysia there were
serious
allegations that independent judges who did not toe the line of a
previous
Chief Justice were not promoted or were transferred out. A few junior
judges
who wanted to leapfrog senior judges for promotion would tailor their
judgments
to suit the needs of the Chief Justice. An allegation a couple of years
ago by
a High Court judge that the former Chief Justice attempted to interfere
with
his adjudicative process in an election petition is still being
investigated.
Integrity of the Malaysian judiciary has been a concern since 1988.
Very
recently, leapfrog promotions of three judges involved in the Anwar
Ibrahim
trials and appeals were perceived as rewards for having delivered what
the
Executive wanted. The Bar Council publicly protested and called for an
extraordinary general meeting to adopt resolutions calling for
disclosure of
the criteria applied for the promotions and the setting up of an
independent
judicial services commission to select and recommend judicial
appointments,
promotions and transfers. Under the Constitution of Malaysia, the Chief
Justice
makes recommendations for judicial appointments and promotions to the
Prime
Minister, who in turn advises the King. The King must accept the
advice. The
extraordinary general meeting of the Bar Council had to be aborted, as
the
required quorum of 2222 could not be mustered.
As the office of the
Chief
Justice is the embodiment and reflection of the independence,
impartiality and
integrity of the judiciary in any democracy it is therefore imperative
that
only those who can command that respect be appointed.
Abuse
of judicial independence
Judges are conferred
and clothed
with independence in their adjudicative process so that they can
dispense
justice without fear or favour, in accordance with the facts, evidence
and law
presented to them. For this purpose many national constitutions provide
for
conditions with regard to the appointments, promotions, discipline,
security of
tenure and immunity to insulate judges. These conditions are
prerequisites for
protection of their independence. They are found in the international
and
regional standards. The guarantee of judicial independence is for the
benefit
of the judged, not the judges. There have been cases where judges are
said to
have abused this independence, sometimes as a shield against
investigations of
judicial misconduct, including investigations of corruption. Judges
know that
they cannot easily be removed, cannot be sued for their conduct or
words
uttered in the adjudicative process, and that their salaries cannot be
reduced.
The common complaint is regarding the kind of terse and curt language
some
judges use against parties, witnesses, counsel, and even against others
not in
court. In some countries such conduct has triggered a public furore
through the
media, drawing the executive, supported by the public, to seek greater
accountability from the judiciary.
Judicial accountability
Accountability and
transparency are the very essence of democracy. Not one public
institution, or
for that matter even a private institution dealing with the public, is
exempt
from accountability. Hence, the judicial arm of the government too is
accountable. In an interview with India Today in 1996 the former Chief
Justice
of India, Justice Verma, was asked his opinion regarding making the
judiciary
more accountable. The Chief Justice’s reply was:
It’s long overdue. With the increase in judicial activism,
there has been a corresponding increase in the need for judicial
accountability. There is a perception that the people are doubting
whether some
of us in the higher judiciary satisfy the required standards of
conduct. Since
we are the ones laying down the rules of behaviour for everyone else,
we have
to show that the standard of our behaviour is at least as high as the
highest
by which we judge the others. We have to earn that moral authority and
justify
the faith the people have placed in us. One way of doing this is by
codifying
judicial ethics and adhering to them (emphasis added).
However, judicial
accountability is not the same as the accountability of the executive
or the
legislature, or any other public institution. This is because the
independence
and impartiality expected of the judicial organ is different from other
agencies. Judges are accountable to the extent of deciding the cases
before
them expeditiously, in public (unless for special reasons), fairly,
promptly,
and with reasons for their decisions. Their judgments are also subject
to
scrutiny by the appellate courts. No doubt legal scholars and the
public—including the media—may comment on the judgment. If judges
misconduct
themselves, they are subject to discipline by the mechanisms provided
under the
law. Beyond these parameters, they should not be accountable for their
judgments to any others. Judicial accountability stretched too far can
seriously harm judicial independence.
It
must be stressed that the
constitutional role of judges is to decide on disputes before them
fairly and
to deliver their judgments in accordance with the law and the evidence
presented before them. It is not their role to make disparaging remarks
about
parties and witnesses appearing before them or to send signals to
society at
large in intimidating and threatening terms, thereby undermining other
basic
freedoms like the freedom of expression. Another source of concern is
the
manner in which contempt of court powers are used to instill fear. When
judges
resort to such conduct, they lose their judicial decorum and eventually
their
guarantees of judicial independence. They open the door to public
criticism of
their conduct and bring disrepute to their institution that can lead to
a loss
of confidence in the system of justice in general. Respect for the
judiciary
cannot be extracted by invoking coercive powers, except in extreme
cases. The
judiciary must earn respect by its performance and conduct.
No doubt judges too have freedom
of expression. The Basic Principles require judges to exercise their
freedom of
expression “in such a manner as to preserve the dignity of their office
and the
impartiality and independence of the judiciary”. Similarly, the Beijing
Principles state that judges are entitled to freedom of expression “to
the
extent consistent with their duties as members of the judiciary”. If
follows
that judges do not have the right to say anything at all, either in the
adjudicating process or even in their extrajudicial capacities.
Particularly in
the adjudicating process they must be circumspect with their words, to
maintain
their objectivity and impartiality.
Let me give a few illustrations.
In 1996 a Superior Court Judge of Quebec in Canada dealing with the
sentencing
of a woman found guilty of second degree murder in the death of her
husband
berated a jury and made insensitive remarks about women and Jews. The
remarks
were:
When women ascend the scale of
virtues, they reach higher than men [but] when they decide to degrade
themselves, they sink to depths to which even the vilest men could not
sink…
Even Nazis did not eliminate
millions of Jews in a painful or bloody manner; they died in the gas
chamber
without suffering.
Those remarks caused an enormous
controversy in Quebec. Many including the media called for removal of
the
judge. Women’s rights associations were in uproar. The judge did not
resign.
The matter went before the Canadian Judicial Council. By a majority of
4 to 1,
the Inquiry Committee of the Council found the judge unfit for office.
They
went on to say that the judge undermined public confidence in him and
strongly
contributed to destroying public confidence in the judicial system.
This
recommendation went before the full Judicial Council headed by the
Chief
Justice. By a majority of 22-7 the Council recommended to the Minister
to move
Parliament for the removal of the judge. The judge eventually resigned.[v]
In another recent case, again in
Canada, a judge of the New Brunswick Provincial Court was removed for
derogatory comments about the residents of a particular district, while
presiding over a sentencing hearing. The majority of the disciplinary
panel
found her comments incorrect, useless, insensitive, insulting,
derogatory,
aggressive and inappropriate. That they were made by a judge made them
even
more inappropriate and aggressive. The Supreme Court of Canada upheld
the
finding. Soon after the judge made those comments she apologized to the
residents in open court during the proceedings on an unrelated matter.
The
apology did not mitigate the damage done.[vi]
In December 2001 the New South
Wales Court of Appeal in Australia delivered a judgment criticizing the
conduct
of a District Court Judge as having fallen “far too short of acceptable
judicial
behaviour” that it might lead to an apprehension of bias.[vii]
The appeal judges added that her conduct was disturbing and “comments
totally
unnecessary”, and that the judge “made little to maintain the proper
decorum of
either the court or herself”. They described one of her statements as
“disgraceful and totally unjudicial”. The author of an opinion column
in an
Australian daily reporting on this case asked, “How on earth do people
like the
judge concerned get appointed to courts in this country?” It is not
known
whether any disciplinary action was taken against that judge.
In South Africa during October 1999, in sentencing a
54-year-old man to seven years imprisonment in the Cape Town Court for
raping
his 16 year old daughter the judge said that while raping his daughter
was
“morally reprehensible” the act was “confined” to his daughter and that
therefore the man did not pose a threat to society. He further said
that the
girl had a good chance of recovery. In a country where it is said that
there is
a rape committed every 36 seconds and where the law provides a minimum
sentence
of life imprisonment unless there are mitigating circumstances, these
pronouncements unleashed a wave of anger from women’s rights groups.
The
prosecutor instantly filed a notice of appeal. In the aftermath,
newspapers
reported that a Parliamentary Committee had summoned the judge to
appear and
explain himself over the sentence. This began a counter protest from
judicial
circles, as such action by Parliament would amount to encroachment onto
judicial independence. The wisdom of the Minister of Justice in a
public
statement quelled the situation. He said, inter alia:
In terms of our constitution, the
judiciary is independent from both the legislative and the executive.
The
principle of separation of powers and the independence is strongly
entrenched
in our constitution.
The judiciary as an organ of State
had to be accountable in its actions, but this did not mean that judges
should
appear before a parliamentary committee to explain their judgments.
These are just a few recent
instances where judges have been taken to task by disciplinary
tribunals,
appellate courts and the public when they abuse their judicial power
and
undermine public confidence in the justice system.
The excessive use of coercive
powers like contempt of court has been a concern in some countries. It
was a
serious problem in Malaysia a few years ago, when lawyers were
committed and
sentenced. The manner in which this power was invoked summarily by the
Supreme
Court of Sri Lanka in the Michael Fernando case earlier this year
brought the
Court into severe criticism from various quarters, including myself. It
obviously had a chilling effect on the public’s access to justice and
freedom
of expression. It even intimidated the legal profession. I am glad that
the
government has responded to the concerns expressed and has set up a
committee
to consider the need for legislation on the parameters of contempt of
court.
That an unrepresented lay litigant attempting to seek justice in the
highest
court of the land, however misconceived his grievance may have been,
could be
convicted and sent to prison for one year is beyond belief. The worst
form of
injustice in any civilized society is injustice perpetrated through the
judicial process. It becomes aggravated when the court is the highest
in the
land, as there will be no further appeals and moreover it remains a
dangerous
precedent for lower courts. Another objectionable feature in that case
was that
the Chief Justice was a respondent to the petition. However ill
conceived that
move by the petitioner, as a matter of principle and in accordance with
section
49 (3) of the Sri Lanka Judicature Act, the Chief Justice should have
disqualified himself. It was his presence to which the petitioner seems
to have
objected. He was quite right.
The
often-cited judgments
of Lord Atkin from 1936 on a proper balance of the two competing
interests, and
that of Lord Denning in 1968 on how courts should exercise restraint in
too
readily invoking contempt powers, are worthy constant reminders to
judges all
over the Commonwealth. Lord Atkin said:
The path of
criticism is a public
way: the wrongheaded are permitted to err therein: provided that
members of the
public abstain from imputing improper motives to those taking part in
the
administration of justice, and are genuinely exercising a right of
criticism
and not acting in malice or attempting to impair the administration of
justice,
they are immune. Justice is not a cloistered virtue: she must be
allowed to
suffer the scrutiny and respectful even though outspoken comments of
ordinary
men.[viii]
Lord Denning said:
This is the first case, so far as
I know, where this court has been called on to consider an allegation
of
contempt against itself. It is a jurisdiction which undoubtedly belongs
to us,
but which we will most sparingly exercise: more particularly as we
ourselves
have an interest in the matter. Let me say at once that we will never
use this
jurisdiction as a means to uphold our own dignity. That must rest on
surer
foundations. Nor will we use it to suppress those who speak against us.
We do
not fear criticism, nor do we resent it. For there is something far
more
important at stake. It is no less than freedom of speech itself. It is
the
right of every man, in Parliament or out of it, in the Press or over
the
broadcast, to make fair comment, even outspoken comment, on matters of
public
interest. Those who comment can deal faithfully with all that is done
in a
court of justice. They can say that we are mistaken, and our decisions
erroneous, whether they are subject to appeal or not. All we would ask
is that
those who criticize us will remember that, from the nature of our
office we
cannot reply to their criticisms. We cannot enter into public
controversy. Still
less into political controversy. We must rely on our conduct itself to
be it
own vindication. Exposed as we are to the winds of criticism, nothing
which is
said by this person or that, nothing which is written by this pen or
that, will
deter us from doing what we believe is right; nor, I would add, from
saying
what the occasion requires, provided that it is pertinent to the matter
in
hand. Silence is not an option when things are ill done.
So it comes to this. Mr
Quintin
Hogg has criticized the court, but in so doing he is exercising his
undoubted
right. The article contains an error, no doubt, but errors do not make
it a
contempt of court. We must uphold his right to the utmost.[ix]
I know of
another case in the sixties when a lay litigant having lost her case
threw her
books at the three judges of the Court of Appeal of England &
Wales. The
books flew past the head of the presiding Judge, Lord Denning. All Lord
Denning
did was direct the usher to lead her out of the Court. She exclaimed,
“I am surprised
that your Lordships are so calm under fire”. The conduct of Lord
Denning in
those circumstances demonstrated highest judicial integrity and
compassion.
While the executive arm is often apprehensive of
judicial independence, the judicial arm is often apprehensive of
judicial
accountability. I have in my reports observed that judicial
accountability is
not inimical to judicial independence. Though judicial accountability
is not
the same as accountability of the executive or legislative branches of
the government,
yet judicial accountability without impinging on judicial independence
will
enhance respect for judicial integrity. The Basic Principles do not
provide for
judicial accountability save for a provision on procedure for judicial
discipline.
Over the last three years, in association with the
Judicial Group on Strengthening Judicial Integrity, and in
collaboration with
the Consultative Council of European Judges of the Council of Europe
and the
American Bar Association and Central and European Law Initiative, we
deliberated in the drafting of the Bangalore Principles of Judicial
Conduct.
The drafting was finalized and adopted in November last year at The
Hague. At
the last session of the UN Commission on Human Rights in April this
year I
presented these Principles for its consideration. There was unanimous
support
from member states. In a resolution the Commission noted these
principles and
called upon member states, relevant UN organs, intergovernmental
organizations
and non-governmental organisations to take them into consideration. In
my
report I observed that these principles would go some way—when adopted
and
applied in member states—to supporting the integrity of judicial
systems and
could be used to complement the Basic Principles to secure greater
accountability. The Bangalore Principles are now available in the six
official
languages of the United Nations.
Judicial accountability is today
the catch phrase in many countries. Judges can no longer oppose calls
for
greater accountability on grounds that it will impinge on their
independence.
Judicial independence and judicial accountability must be sufficiently
balanced
so as to strengthen judicial integrity for effective judicial
impartiality. The
establishment of a formal judicial complaint mechanism is therefore not
inconsistent with judicial independence under international and
regional
standards. Principles 23–28 of the Beijing Principles imply some
guidelines for
such a mechanism. In this regard, judges should take the initiative
before it
is forced upon them by politicians.
In South Africa, recently the
judges themselves drafted legislation to provide for a judicial
complaint
commission. There was, however, a dispute between the executive and the
judiciary as to the composition of the commission. The judges wanted
the
composition entirely of sitting judges. The executive felt that it
should not
be left entirely with the judges as that would negate transparency. I
recommended to the government that the composition should be left
entirely to
the judges, and if necessary retired judges could be included. The
judges who
took the initiative to draft the legislation for this mechanism should
be
entrusted to self-regulate it for an initial period of at least seven
years.
Thereafter the effectiveness of the mechanism could be reviewed. I
heard very
recently that the government has conceded and the commission will be
composed
entirely of judges.
The need for a separate
complaint mechanism for judges is the subject of debate, I understand,
in many
countries, including the United Kingdom, New Zealand, Australia,
Ireland and
India. In some jurisdictions informal internal mechanisms have been set
up. But
these have been found to be unsatisfactory.
Another dimension of
judicial accountability is judicial education. Often judges feel that
they are
appointed for their learning and therefore do not require further
education
while holding judicial office. This is a fallacy. Continued legal
education for
judges should be provided not only to keep them abreast of developments
in the
law and practice both domestically and internationally but also for
them to
receive what is sometimes described as “social context education” or
“sensitivity training”. This is to enable them to be aware and better
respond
to the many social, cultural, economic and other differences that exist
in
society, particularly in pluralistic societies. Such education should
include
international human rights, humanitarian and refugee law. Another vexed
question is whether such programmes should be compulsory. I have in one
of my
reports recommended compulsory attendance. More than anything,
attendance at
such programmes could improve judicial competency. However, the
programmes
should be structured and managed by the judiciary.
Conclusion
I have attempted here
to
highlight the prevailing tension between judicial independence and
judicial
accountability. When the international and regional standards on
judicial
independence were formulated the issue of judicial accountability was
not
apparent. Emphasis was all on securing judicial independence, to
entrench the
requisite protective insulation. No doubt it was implied in these
standards
that those appointed to the high office of the judiciary would be men
and women
of the requisite qualities, and therefore their performance and conduct
would
be beyond question.
Judges must also remember that
the insulation provided to protect their independence and impartiality
has been
founded on public policy. Public policy can change with times. The
discerning
public of today, using fast improving information technology, has high
expectations of the judiciary. If judges, by their performance and
conduct, do
not meet those expectations the insulation will slowly but surely be
reduced,
again via public policy.
Last year the Marga Institute
conducted an inquiry into the judicial system of Sri Lanka, and
published its
findings in a book entitled A system under siege. On fairness
and
impartiality of the system the perceptions of court users were as
follows:
Almost 84% (83.98%) of all the
respondents did not think that the Judicial System of Sri Lanka was
always fair
and impartial. In fact, one out of every five thought that it was never
fair
and impartial. Similarly 87% of the Court Users did not believe that
the
Judicial System was always fair and impartial. The Remand prisoners
constituted
the group among Court Users with the least amount of trust in the
impartiality
and fairness of the Judicial system of the country with 49% asserting
that, it
was never so.
On
incorruptibility the
perceptions of court users were:
Among
the respondents as a whole,
the prevalent view (83.93%) was that the Judicial System of Sri Lanka
was
corruptible, with a mere 16.06% asserting that it is NEVER corruptible.
These figures must be
of serious
concern to the nation. However, among the stakeholders, the judges
formed the
single largest group that believed the system was always fair and
impartial.
The independence of the
judiciary is founded on public confidence—in essence, public trust.
Without
that confidence and trust, the system cannot command the respect and
acceptance
that are essential to its effective operations. It is therefore
important that
a court or tribunal should be perceived to be independent and
impartial, and
the test should include that perception. As said by a former Chief
Justice of
Canada, this is the lifeblood of constitutionalism in democratic
societies.
It is not the confidence or
perceptions of the judges that matters. The right to an independent
tribunal is
the right of the consumers of justice. It is the protective right of
all human
rights. It is neither a right nor a privilege of the judges. This must
be made
clear to judges. I have often heard judges asserting that they are
independent
and impartial. It is how the public perceives their performance and
conduct
that matters. Judges must remember that public confidence in the system
is the
ultimate safeguard of their independence. As Shimon Shestreet said in
his
classic work Judges on trial (at p. 392):
Written law if not
supported by the community and
constitutional practice, can be changed to meet political needs, or can
be
flagrantly disregarded. On the other hand, no executive or legislature
can
interfere with judicial independence contrary to popular opinion can
survive.
Endnotes
[ii]
Supreme
Court Advocates on Record Association and Another v State of India,
JJ
1993 4 SC441.
[iii]
Special
Reference No. 1 of 1998, JT 1998 5SC 304.
[iv]
Al
–Jehad Trust vs Federation of Pakistan PLD (1996) SC 324.
[v]
‘The
Bienvanne Inquiry’, Canadian Judicial Council Annual Report 1996-97,
p.
30.
[vi]
Moreau-Berube
v New Brunswick (Judicial Council).
[vii]
Damjanovic
v. Sharpe Hume & Co (2002) NSWCA 407.
[viii]
Ambard
vs AG for Trinidad, Tobago (1936) 1 704 PC.
[ix]
RV
Metropolitan Police Commission Exparte Blackburn (No. 2) (1968)
2All ER 319
at 320.
Posted on 2003-11-06
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